Q What is a Fee-Only Registered Investment Advisor?
A As a Fee-Only Registered Investment Advisor, our success depends on the performance of our clients’ investments. We provide objective advice and do not receive commissions on the purchase or sale of financial products. We simply charge a percentage on an annual basis.

Q Is there a minimum amount of assets required to establish a BirdRock Asset Management account?
A An account can be established with BirdRock Asset Management with a minimum of $100,000 in assets.

Q Where are investments maintained?
A BirdRock Asset Management has selected Charles Schwab & Co. as the custodian for our clients’ funds. This relationship enables clients to benefit from the comprehensive services offered by Charles Schwab and gives them assurance that their funds are secure.

Q How does BirdRock Asset Management report investment performance?
A In addition to the monthly statement from Charles Schwab, BirdRock Asset Management distributes a Portfolio Statement quarterly, along with a Quarterly Newsletter providing market commentary and a general market outlook.

Q How frequently will I hear from you?
A We build relationships with our clients and communicate via email, telephone and in person as frequently as it suites their needs.

Q How do I open an account with BirdRock Asset Management?
A Simply call 512-236-0071 to set up an account. We will schedule an initial appointment and provide the required forms to establish a new account. At this time we will complete the BirdRock Asset Management risk tolerance questionnaire to guide our investment strategies.

Q Can I consolidate multiple existing accounts?
A Yes. We manage multiple account types, many of which can be combined. We often work with clients who prefer having an investment advisor actively manage a diverse portfolio of funds in one account with optimum asset allocation.

Q What if I want to transfer my account from another brokerage firm?
A Transferring an account is often as easy as completing a simple form. Contact us if you would like assistance with the process.

Q How easy is it to access my accounts?
A You have online access to your accounts 24/7. We assist clients in establishing a secure login on www.schwaballiance.com so you can check account balances and updates at any time.